FINRA, Compliance Consulting, Compliance Consultants, AML Audit

Taurus Compliance Consulting, LLC specializes in providing a full range
of regulatory compliance and advisory services for broker-dealer firms
as well as privately held and public companies.
Whether it is a mock FINRA exam, or a mock SEC audit, Taurus
Compliance Consulting, LLC has the necessary resources to bring your
firm into compliance.
The Taurus consulting team is comprised of a network exceptional
professionals & Compliance Consultants who possess unquestionable
integrity and many cumulative years of experience in the financial
markets that include securities industry regulation, AML Audit,
brokerage operations, legal, management, and accounting – FINRA
AML Audit.

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